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U.S. Securities and Exchange Commission
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241	CORPORATE SERVICES Cayman Islands Stock Exchange A Guide to Listing Cayman Islands Stock Exchange - a guide to listing Add to Reading List Source URL: www.careygroup.eu Language: English - Date: 2015-10-20 12:08:34 U.S. Securities and Exchange Commission Financial markets Stock market 73rd United States Congress Cayman Islands Stock Exchange Economy of the Cayman Islands Security Securities Act Listing Rules Regulation A Issuer Securities market
242	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.CFORM 20-F (Mark One) Add to Reading List Source URL: ir.cdeledu.com Language: English - Date: 2013-12-28 06:13:24 Financial statements International Financial Reporting Standards Income statement Forward-looking statement Annual report Federal Reserve System U.S. Securities and Exchange Commission Regulation S-K Form 10-K
243	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:11:07 73rd United States Congress U.S. Securities and Exchange Commission Corporate crime Securities Exchange Act Securities regulation in the United States SEC filings
244	AFPAC Newsletter Asian Financial Partnership Center, Financial Services Agency September 2015 Vol. 3 Add to Reading List Source URL: www.fsa.go.jp Language: English - Date: 2015-09-28 20:39:37 Securities commission Financial regulation Security U.S. Securities and Exchange Commission
245	October 2015 I Volume 19 I Issue 10 Wall Street Lawyer SEC/SRO UPDATE: FCPA ENFORCEMENT REMAINS A Add to Reading List Source URL: www.dgslaw.com Language: English - Date: 2015-11-24 11:20:34 Corporate crime U.S. Securities and Exchange Commission Insider trading Foreign Corrupt Practices Act DoddFrank Wall Street Reform and Consumer Protection Act
246	Federal Register / Vol. 78, NoFriday, September 20, Notices 2013–92 and should be submitted on or before October 11, 2013. Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:10:36 United States securities law Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Securities Exchange Act Arbitral tribunal
247	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-06-22 16:32:41 Financial markets 76th United States Congress Commodity markets Institutional investors Funds Exchange-traded fund U.S. Securities and Exchange Commission Broker-dealer Investment Advisers Act Futures contract Financial adviser Securities Exchange Act
248	SEC FORM 3 Page 1 of 1 SEC Form 3 UNITED STATES SECURITIES AND EXCHANGE Add to Reading List Source URL: www.baltia.com Language: English - Date: 2016-05-05 10:00:39 Stock market SEC filings 73rd United States Congress U.S. Securities and Exchange Commission Form 4 Security Securities Exchange Act Stock
249	LogMeIn Announces Merger with Citrix’s GoTo Family of Products to Create a Billion Dollar Industry Leader J U LY 2 6 T H , Safe Harbor Statement This communication contains “forward-looking statements” con Add to Reading List Source URL: s2.q4cdn.com Language: English - Date: 2016-07-26 16:08:51 Stock market Remote desktop SEC filings 73rd United States Congress U.S. Securities and Exchange Commission LogMeIn Mergers and acquisitions Proxy statement Securities Exchange Act Citrix Systems Securities Act Forward-looking statement
250	Recent disclosures of financial misdeeds have rocked capital markets – Enron, World-Com, Adelphia, Parmalat, etc Add to Reading List Source URL: financialreg.nd.edu Language: English - Date: 2016-01-13 13:54:31 73rd United States Congress U.S. Securities and Exchange Commission Stock market United States corporate law Accounting Voluntary disclosure SarbanesOxley Act Securities Exchange Act Insider trading Securities Act Regulation S-K Cross listing

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